Categories of Securities Dealers Brokers in the Philippines

• Philippine Stock Exhange (PSE) members/Trading Participants (TPs)


  Individuals and corporate members of the PSE who are granted trading rights at the exchange
• Non-PSE


  members who are licensed by the SEC who deal only with proprietary shares
• Government Securities Eligible Dealers (GSEDs)


  SEC-licensed securities dealers belonging to a service industry supervised/regulated by either the SEC, BSP or the Insurance Commission
• Philippine Stock Exchange (PSE) (Exchanges in the Philippines)


  Brings buyers and sellers together and facilitates the sale and purchase of shares of stock
• Philippine Dealing and Exchange Corporation (PDEx)(Exchanges in the Philippines)


  Operates the organized secondary market for the trading of fixed income securities which include both corporate and government securities
• Exchanges in the Philippines

  • Philippine Stock Exchange (PSE) Brings buyers and sellers together and facilitates the sale and purchase of shares of stock

  Philippine Dealing and Exchange Corporation (PDEx) Operates the organized secondary market for the trading of fixed income securities which include both corporate and government securities