Professional Roles and Responsibilities 2.1.1

• What does a Mortgage Adviser do?


  Helps individuals and businesses find suitable mortgage products, advising on interest rates, terms, and conditions.
• What does a Wealth Management Professional do?


  Provides comprehensive financial planning for high-net-worth clients, including investment strategies and tax planning.
• What does a Relationship Manager do?


  Manages relationships between financial institutions and clients, offering tailored financial solutions to meet client needs.
• What does a financial analyst do?


  Analyzes financial data, trends, and forecasts to help businesses make informed financial decisions and strategies.
• What does a Day Trader do?

  Buys and sells financial instruments within the same trading day to capitalize on short-term market fluctuations.
• What do Financial Advisers do?


  Provides advice on financial matters like savings, investments, pensions, and insurance, helping clients achieve their financial goals.
• Who do financial advisers give advice to?


  Individuals and Businesses
• What do insurers do?


  Offers insurance policies to individuals and businesses, helping manage risk and ensure financial stability.
• What do insurer brokers do?


  Acts as an intermediary between clients and insurers, helping find the best insurance policies for their needs.
• What does a Stockbroker do?


  Buys and sells stocks and securities on behalf of clients, offering investment advice and portfolio management.
• What does a Loss Adjuster do?


  Works for insurance companies to assess claims, investigating circumstances to determine compensation.
• What does a Restricted Financial Planner do?


  Offers financial planning services but is limited to recommending specific products or providers.
• What does a Banker do?


  Provides a range of banking services, including loans, deposits, and financial advice to individuals and businesses.
• What do Risk Analysts do?


  Evaluates and mitigates financial, operational, and market risks for individuals and organizations.
• What are the advantages of professional roles for private individuals?


  • Access to expert financial advice tailored to their specific needs
  • Risk management through insurance and investment strategies
  • Enhanced financial decision making with the help of professional analysis
  • Opportunities to grow wealth and protect assets
• How do Corporate Finance Specialists enhance shareholder value?

  By driving profitability through revenue growth, increasing operating margin, increasing capital efficiency