Dual federalism operates under the assumption that the 2 levels of government are coequal sovereigns, each supreme within its own sphere
Dual federalists view the Constitution as compact among the states and a contract between the states and the federal government
dual federalists read the necessary and proper clause narrowly
dual federalist believe the 10th amendment reserves certain powers to the states and thus limits the national government to those power specifically delegated to it
cooperative federalism operates under the assumption that the national government is supreme even if its actions touch state functions. States and the federal government are "partners," but the latter largely sets policy for the nation
cooperative federalists reject the view of the constitution as "compact"; the people, not the states, empower the national government
cooperative federalists say the 10th amendment does not provide additional power to the states
cooperative federalists read the necessary and proper clause expansively
cooperative federalist believe the supremacy clauses means that the national government is supreme within its own sphere, even if its actions touch on state functions
the 10th amendment says that "the powers not delegates to the U.S. by the Constitution, nor prohibited by it to the states, are reserved to the states respectively, or to the people"
Post new deal courts (1937-1969): cooperativefederalism
Burger court (1969-1986): weakening support for cooperativefederalism with occasional decisions supporting dualfederalism
Rehnquist and Roberts courts (1986-present): a milder version of dualfederalism
Commerce clause [article I, section 8]: the congress shall have the power to regulate commerce with foreignnations, amongstates, and with the Indian tribes
Stafford v. Wallace
Packers and Stockyards Act: attempt to regulate activities of meat packers that were unconstitutional, unfair, or encouraged monopolies
Stafford: representative of a stockyard; Wallace: sec of agr.
Ruling: the actviolatesthe10thamendmentbecause 1) congresscantregulateproduction; 2) policepowersare reserved tothestates
Heart of Atlanta Motel v. US
CRA banned discrimination of blacks in places of public accomidation that have a substantial effect on interstate commerce
Heart of Atl motel wouldnt sell rooms to blacks but largely hosted interstate travelers
legal q: isthe banning of discriminatorypractices in places of publicaccommodation, as enforced by the cra, unconstitutional?
Ruling: no, upheld cra.The motel not selling rooms to blacks affects interstate commerce by reducing amount of black travelers
Sig: congress power under the comm clause expanded to include discrimination
The substantial effect test came out of US v. Darby. The test says that anything that has a substantial effect on interstate commerce, even if it is indirect, is something that congress can regulate
US v. EC Knight established the direct-indirect test which said congress can only regulate those things that have a direct effect on interstate commerce
the substantial effect test replaced the directindirect test
united states v. ec knight marked the beginning of the dual federalist era on the supreme court
WestCoastHotelv.Parrish ended the lochner era
Adkins v. Childrens hospital was overturned by West Coast Hotel v. Parrish
Champion v. Ames
Lottery Act of 1895: made it illegal to send or conspire to send lottery tickets across state lines
Charles champion was arrested under the act for traveling across the country and selling lottery tickets
Legal q: did the transportation of lottery tickets by independent carriers constitute commerce that congress could regulate under the commerce clause?
Ruling: Yes.lottery tickets were subjects of trafficand independent carriers couldbe regulated under the commerce clause. They are regulating transportation- stopping the shipment to protect consumers
Dual federalist says congress can regulate the transportation of goods across state lines, but not the production of goods [even if those goods are produced so that they can be shipped and sold in interstate commerce]
Cooperative federalist say congress can regulate both transportation and production
McCray v. US
background:
Margarine producers added artificial coloring to make the product look like butter
Oleomargarine act of 1886: places a tax on artificially colored margarine to curtail the practice; purpose was regulation
McCray v. US
legal q and ruling
Legal q: was passing the act outside of congress taxing power?
Ruling: No. The right of cong. to tax within its delegated powers was essentially unrestrained...To question the purpose and motive of congress in exerting its del. powers wld be to usurp the functions of the legislative in order to control that branch of the gov in the performance of its lawful duties
Bailey v. Drexel Furniture Co.
Background
Revenue Act of 1919 (Child Labor Tax Law): companies employing children under 14 would be assessed 10% of their annual profits
Drexel Furniture was found in violation of the law and was required to pay over $6000 in taxes
Bailey v. Drexel Furniture co
legal q and ruling
Legal q: DidCongressviolatetheConstinadoptingtheCLTlawinattemptingtoregulatetheemploymentofchildren, a power reserved to the states under the 10th?
Ruling (Taft) : yes. the law intruded on the jurisdiction of states to adopt and enforce child labor codes. It exerted a prohibitory & regulatory effect in a realm over which congress had no jurisdiction. Said upholding the law wld destroy state sovereignty & devastate all const. limitation of congress pwrs by allowing it to disguise future regulatory legs. in the cloak of taxes
US v. Butler
Background
In the AAA, congress implemented a processing tax on agricultural commodities, from which funds would be redistributed to farmers who promised to reduce their acreage. The act intended to solve the crisis in agricultural commodity prices which was causing many farmers to go under. Authority to determine which crops would go be affected was granted to the sec of Agr, who decided one of the crops should be cotton, and Butler received a tax claim as a recievers of the Hoosal Mills corp (a cotton processor)
Ruling (Roberts): the act was unconst. Attempted to regulate & control agr. production, which was a power reserved to the states by the 10th. Congress spending power is restricted to situations in which its being used for the general welfare of the people. In this case Cong. was using the spending pwr as an enforcement mechanism to control activity that was within the states auth.
Dissent: Stone joined by Brandeis and Cardozo
Steward Machine Co v. Davis
Background
case that challenged the socialsecuritytax
congress passed the SSA--> The Act imposed a tax on employers of eight or more to fund unemployment compensation. If a state had established an approved compensation plan, however, the taxpayer could credit up to 90% of the federal tax paid to the state unemployment fund. Steward argued that with the Act, Congress surpassed its powers outlined in the Tenth Amendment.
Steward Machine Company
legal q & ruling
did theactarbitrarilyimposetaxesinviolationofthe 5th amendmentorsubvertprinciplesoffederalism
Ruling (Cardozo): the tax under the SSA was a const exercise of congressional power. the tax didnt coerce the states in contravention of the 10th. Differentiated between SSA and AAA by saying all of us will benefit from social security whereas only farmers will benefit from the AAA tax
Dissent (Mcreynolds, VanDevanter, sutherland, Butler [4 horseman]): SSA is a congressional overrreach
Steward Machine Company v. Davis marked the beginning of a cooperative federalist interpretation of congress taxing powers
South Dakota v. Dole
Background
Congress enacted legislation ordering the Sec. of Transportation (dole) to withhold 5% of federal highway funds from states that did not adopt a 21-year-old minimum drinking age.SouthDakota, a state that permitted persons 19 years of age to purchase alcohol, challenged the law.
South Dakota v. Dole
legal q and ruling
Did Congress exceed its spending powers, or violate the 21st amend, by passing legislation conditioning the award of federal highway funds on the states' adoption of a uniform min drinking age?
ruling (rehnquist): no. The legislation was in pursuit of "the general welfare," and that the means chosen to do so were reasonable. The Court also held that the 21st amend
COME BACK TO NOT DONE
Jacobson v. Massachusetts
Mass. Law allowed cities to require residentstobe vaccinated againstsmallpox. Cambridge adopted such an ordinance, w some exceptions. Jacobson refused to comply w the law and was fined 5$
Legal q: did the law violate jacobsons 14th amendrighttoliberty?
Ruling: themasslawisa legitimate exerciseofthestatespolicepowerto protect the health & safety of its citizens. Local boards of health determined when mandatory vacc. were needed, thus making the req neither unreasonable nor arbitrarily imposed
Edwards v. California
Background
At the height of the Great Depression, anyone who knowingly assisted indigent ppl in entering the state of Cali was guilty of a misdemeanor. "okie law"
Edwards: drove to TX and then returned to Cali with his indigent brother-in-law. Edwards was found guilty of violating the state's "Okie law;" he was given a six-month suspended jail sentence.
Edwards v. California
legal q and ruling
legal q: does the cali law violate the constitutions commerce clause?
ruling (Burns): Court struck down Cali law based on the dormant commerce clause→ argued that for cali to prevent us citizens from being able to travel freely from state to state violated the c.c; calis interest in the health of its citizens and the sufficiency of its welfare funds dont justify the burden on interstate commerce occasioned by the law.
Cooley v. Board of Wardens of the Port of Philadelphia
Background
A PA law required all ships entering or leaving the port of PA to hire a local pilot. Ships that failed to do so were subject to a fine. Cooley was a ship owner who refused to hire a local pilot and also refused to pay the fine. He argued that the law violated the Commerce Clause, which gives Congress authority over interstate commerce and bars Congress from delegating that authority to the states. This argument was rejected by the lower courts.
Cooley v. Board of Wardens of the Port of Philadelphia
legal q and ruling
legal q: Does PA law requiring ships to hire a local pilot violate the CC on the const?
Ruling: no. localized elements of commerce like selection of pilots could be appropriately delegated to the states. Though navigation was commerce, the Court held that pilotage demanded diverse local rules to cope with varying local conditions. Therefore, Congress’s power was selectively exclusive.